GROVE POINT ADVISORS, LLC
CRD #313171 SEC #801-56879 ROCKVILLE, MD 301-944-5900
SEC Registered
Total AUM
$2.5B
Discretionary
$566.5M
Employees
389
Clients
--
Accounts
9,556
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2025
- Branch Offices
- 188
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Albino, Jason | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Albino, Jason | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Albino, Jason | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Albino, Jason | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Albino, Jason, R | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BARRY, MICHELLE, ANNE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BEARD, KEVIN, LAWRENCE | I | PRESIDENT | NA | Control |
| BENNETT, JOEL, VAN | I | ASSISTANT VICE PRESIDENT | NA | |
| BENNETT, JOEL, VAN | I | ASSISTANT VICE PRESIDENT | NA | |
| BENNETT, JOEL, VAN | I | ASSISTANT VICE PRESIDENT | NA | |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BENNETT, JOEL, VAN | I | ASSISTANT VICE PRESIDENT | NA | |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Costello, Robert | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| ELIAS JR, EUGENE, HENRI | I | ASSISTANT SECRETARY | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Engle, Robert, James | I | EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| Hawley, Amanda, Candelmo | I | CORPORATE SECRETARY | NA | Control |
| KETTERER, DOUGLAS, JOHN | I | ASSISTANT SECRETARY | NA | Control |
| KETTERER, DOUGLAS, JOHN | I | ASSISTANT SECRETARY | NA | Control |
| KETTERER, DOUGLAS, JOHN | I | ASSISTANT SECRETARY | NA | Control |
| KETTERER, DOUGLAS, JOHN | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| Ketterer, Douglas | I | ASSISTANT SECRETARY | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| MCGEE, DENISE, MARIE | I | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS | NA | Control |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| NORWOOD, ROBERT, BREDT | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| POER, JAMES, LYNN | I | OFFICER | NA | |
| Roberts, Christopher, Ryan | I | SENIOR VICE PRESIDENT, SALES SUPPORT | NA | Control |
| Roberts, Christopher, Ryan | I | SENIOR VICE PRESIDENT, SALES SUPPORT | NA | Control |
| Roberts, Christopher, Ryan | I | SENIOR VICE PRESIDENT, SALES SUPPORT | NA | Control |
| Roberts, Christopher, Ryan | I | SENIOR VICE PRESIDENT, SALES SUPPORT | NA | Control |
| SHANK, BILLY, WAYNE | I | VICE PRESIDENT, INVESTMENT ADVISORY COMPLIANCE | NA | Control |
| SHANK, BILLY, WAYNE | I | VICE PRESIDENT, INVESTMENT ADVISORY COMPLIANCE | NA | Control |
| SHANK, BILLY, WAYNE | I | VICE PRESIDENT, INVESTMENT ADVISORY COMPLIANCE | NA | Control |
| SHANK, BILLY, WAYNE | I | VICE PRESIDENT, INVESTMENT ADVISORY COMPLIANCE | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| TYMKIW, TRISHA, LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Tymkiw, Trisha | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | OFFICER | NA | |
| VANDERHEYDEN, JOHN, PATRICK | I | OFFICER | NA | |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| White, Laura, Nicole | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | OWNER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
| GROVE POINT FINANCIAL, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDIN GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), L.P. | F | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 10, INC. | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| AWS 10, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVCES HOLDING B | DE | KESTRA ADVISOR SERVICES HOLDING C | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING A, INC | DE | KESTRA ADVISOR SERVCES HOLDING B | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KESTRA FINANCIAL, INC. | DE | GROVE POINT FINANCIAL, LLC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING B, INC | DE | KESTRA ADVISOR SERVICES HOLDING A, INC | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, LP | DE | KINGFISHER HOLDING A, INC. | E | Control |
| LPL FINANCIAL HOLDINGS, INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL HOLDINGS, INC. | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | FE | LEE EQUITY PARTNERS FUND II(A), L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| DOVER STREET VIII L.P. | DE | LEE EQUITY PARTNERS FUND II, L.P. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, LP | C | Control |
Registrations
Federal
IA
Jul 1, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
2440 RESEARCH BLVDSUITE 500
ROCKVILLE, MD 20850
United States
Phone: 301-944-5900