SMITH GROUP ASSET MANAGEMENT, LLC

CRD #313265 SEC #801-120777 DALLAS, TX 214-880-4600

SEC Registered

Total AUM

$1.7B

Discretionary

$1.7B

Employees

Clients

Accounts

1,509

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 21, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
ANZALONE, THOMAS, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
BRAJER, ADAM, MARC	I	GENERAL COUNSEL AND SECRETARY	NA	Control
BRIM, JOHN, DAVID	I	CHIEF INVESTMENT OFFICER	NA	Control
BRIM, JOHN, DAVID	I	CHIEF INVESTMENT OFFICER	NA	Control
BRIM, JOHN, DAVID	I	CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
Brim, John, David	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
FERRI, WILLIAM, JOSEPH	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
JONES, JOHN, JOSEPH	I	SENIOR MANAGING DIRECTOR & SECRETARY	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KAPLAN, MARK, ELLIOT	I	CHIEF OPERATING OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
KARLE, WALTER, DESMOND	I	CHIEF COMPLIANCE OFFICER	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MERKEL, STEPHEN, MARCUS	I	GENERAL COUNSEL AND SECRETARY	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	GLOBAL HEAD OF ASSET MANAGEMENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
MILLARD, MICHAEL, GERARD	I	SENIOR VICE PRESIDENT	NA	Control
NEUMANN, LUCINDA	I	CHIEF COMPLIANCE OFFICER	NA	Control
NEUMANN, LUCINDA	I	CHIEF COMPLIANCE OFFICER	NA	Control
NEUMANN, LUCINDA	I	CHIEF COMPLIANCE OFFICER	NA	Control
NEUMANN, LUCINDA	I	CHIEF COMPLIANCE OFFICER	NA	Control
NEUMANN, LUCINDA	I	CHIEF COMPLIANCE OFFICER	NA	Control
NEUMANN, LUCINDA	I	CHIEF COMPLIANCE OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
PAULSON, KENNETH, MICHAEL	I	CHIEF FINANCIAL OFFICER	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
SMITH, STEPHEN, SPENCER	I	CEO, CHAIRMAN OF INVESTMENT COMMITTEE	NA	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	SOLE MEMBER	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	SOLE MEMBER	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	SOLE MEMBER	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	SOLE MEMBER	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	SOLE MEMBER	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	SOLE MEMBER	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
CANTOR FITZGERALD INVESTMENT ADVISORS	DE	MANAGING MEMBER	D	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control
SMITH GROUP ASSET MANAGEMENT	DE	MEMBER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
CF GROUP MANAGEMENT, INC.	DE	CANTOR FITZGERALD, L.P.	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
DALLAS ADVISORS, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
SMITH GROUP EMPLOYEE PARTNER 2, LLC	DE	SMITH GROUP ASSET MANAGEMENT	F	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	DE	CANTOR FITZGERALD INVESTMENT ADVISORS	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
CANTOR FITZGERALD, L.P.	DE	CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
HOWARD W. LUTNICK REVOCABLE TRUST	DE	CF GROUP MANAGEMENT, INC.	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK PERSONAL ASSET TRUST	E	Control
LUTNICK, HOWARD, WILLIAM	I	HOWARD W. LUTNICK REVOCABLE TRUST	E	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
HOWARD W. LUTNICK PERSONAL ASSET TRUST	DE	CANTOR FITZGERALD, L.P.	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH GROUP EMPLOYEE PARTNER 1, LLC	DE	SMITH GROUP ASSET MANAGEMENT	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control
SMITH, STEPHEN, SPENCER	I	SMITH GROUP EMPLOYEE PARTNER 1, LLC	C	Control

Registrations

Federal

Oct 21, 2025 REGISTERED

Notice Filings (39)

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Address

100 CRESCENT COURT
DALLAS, TX 75201
United States

Phone: 214-880-4600