CALDERWOOD FINANCIAL STRATEGIES, INC.
CRD #313466 SEC #801-120801 HOUSTON, TX 832-821-2462
SEC Registered
Total AUM
$216.4M
Discretionary
$49.3M
Employees
3
Clients
--
Accounts
69
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES ANDREW | I | CCO | E | Control |
| CALDERWOOD, CHARLES, ANDREW | I | CCO AND PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 17, 2025 REGISTERED
Notice Filings (2)
LA TX
Address
510 BERING DRIVESUITE 540
HOUSTON, TX 77057
United States
Phone: 832-821-2462