H. L. ORMOND & COMPANY, LLC
CRD #313593 SEC #801-120841 GREENVILLE, NC (252) 756-4010
SEC Registered
Total AUM
$359.7M
Discretionary
$345M
Employees
3
Clients
--
Accounts
1,167
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| DEW, SHARON, ROUSE | I | OFFICE ADMINISTRATOR AND CLIENT SERVICE ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
| ORMOND, HERBERT, LYMAN | I | MANAGING MEMBER / PRESIDENT & CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
IA
Mar 10, 2025 REGISTERED
Notice Filings (7)
CA FL NC SC TN TX VA
Address
1001 CONFERENCE DRIVESUITE A
GREENVILLE, NC 27858
United States
Phone: (252) 756-4010