PATHWORKS FINANCIAL, LLC
Legal name: PATHWORKS FINANCIAL
CRD #313668 SEC #801-121761 NOVI, MI 248-938-4229
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, DOUGLAS, SCOTT | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 22, 2022 REGISTERED
Notice Filings (2)
MI NC
Address
43155 MAIN STREETSUITE 212
NOVI, MI 48375
United States
Phone: 248-938-4229