ROOTED WEALTH ADVISORS, INC.
Legal name: ROOTED WEALTH ADVISORS
CRD #313759 SEC #801-121129 BOURBONNAIS, IL 866.766.8332
SEC Registered
Total AUM
$318.3M
Discretionary
$317.1M
Employees
20
Clients
--
Accounts
3,276
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2025
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CULLEN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CULLEN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CULLEN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| FUESEL, JERRY, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| GIGGEY, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| Gray, Jenna | I | VP, STRATEGY & GROWTH | NA | |
| KELVIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELVIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELVIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELVIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELVIN, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Kring, Kenneth | I | DIRECTOR OF MARKETING | NA | |
| Kring, Kenneth | I | DIRECTOR OF MARKETING | NA | |
| MIRANDA, HILDA | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| MIRANDA, HILDA | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| MIRANDA, HILDA | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| MIRANDA, HILDA | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| MIRANDA, HILDA | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| MIRANDA, HILDA, MIRISAL | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| Miranda, Hilda | I | VP OF BUSINESS DEVELOPMENT | NA | Control |
| Pueschell, William, Michael | I | CHIEF CULTURE OFFICER | NA | |
| Pueschell, William, Michael | I | CHIEF CULTURE OFFICER | NA | |
| Pueschell, William, Michael | I | CHIEF CULTURE OFFICER | NA | |
| Walter, Jacqueline, Diane Rose | I | DIRECTOR OF MARKETING | NA | |
| Walter, Jacqueline, Diane Rose | I | DIRECTOR OF MARKETING | NA | |
| Walter, Jacqueline, Diane Rose | I | DIRECTOR OF MARKETING | NA | |
| Walter, Jacqueline, Diane Rose | I | DIRECTOR OF MARKETING | NA | |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT, OWNER AND CCO | E | Control |
| GRAY, ZACHARY, BLAKE | I | PRESIDENT | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
| GRAY, ZACHARY, BLAKE | I | FOUNDER AND CEO | E | Control |
Registrations
Federal
IA
Dec 19, 2025 REGISTERED
Notice Filings (7)
CO FL IL IN SC TN TX
Address
389 WILLIAM LATHAM R SENIOR DRIVEBOURBONNAIS, IL 60914
United States
Phone: 866.766.8332