SIERRA OCEAN, LLC
CRD #313829 SEC #801-121123 RIPON, CA 209-232-7100
SEC Registered
Total AUM
$446.6M
Discretionary
$258M
Employees
7
Clients
51
Accounts
544
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURROW, JEFFREY, SCOTT | I | MANAGER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHATZOW, MAX, LOUIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SCHATZOW, MAX, LOUIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 16, 2025 REGISTERED
Notice Filings (2)
CA NJ
Address
521 N WILMA AVENUESUITE C
RIPON, CA 95366
United States
Phone: 209-232-7100