PROSPECT FINANCIAL SERVICES LLC
CRD #314154 SEC #801-122193 MELVILLE, NY 631-424-5218
SEC Registered
Total AUM
$300.8M
Discretionary
$300.8M
Employees
11
Clients
0
Accounts
1,064
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2025 | $418.1M | $418.1M | $0 | 12 | 0 |
| Jan 2025 | $300.8M | $300.8M | $0 | 11 | 0 |
| Apr 2024 | $300.8M | $300.8M | $0 | 11 | 0 |
| Feb 2024 | $300.8M | $300.8M | $0 | 11 | 0 |
| Aug 2023 | $228.7M | $228.7M | $0 | 11 | 0 |
| Mar 2023 | $228.7M | $228.7M | $0 | 11 | 0 |
| Sep 2022 | $226.3M | $226.3M | $0 | 9 | 0 |
| Mar 2022 | $226.3M | $226.3M | $0 | 9 | 0 |
| Dec 2021 | $280.4M | $219.7M | $60.8M | 59 | 0 |
| Jul 2021 | $0 | $0 | $0 | 9 | 0 |
DateJan 2025
Total AUM$418.1M
Discretionary$418.1M
Non-Disc.$0
Employees12
Clients0
DateJan 2025
Total AUM$300.8M
Discretionary$300.8M
Non-Disc.$0
Employees11
Clients0
DateApr 2024
Total AUM$300.8M
Discretionary$300.8M
Non-Disc.$0
Employees11
Clients0
DateFeb 2024
Total AUM$300.8M
Discretionary$300.8M
Non-Disc.$0
Employees11
Clients0
DateAug 2023
Total AUM$228.7M
Discretionary$228.7M
Non-Disc.$0
Employees11
Clients0
DateMar 2023
Total AUM$228.7M
Discretionary$228.7M
Non-Disc.$0
Employees11
Clients0
DateSep 2022
Total AUM$226.3M
Discretionary$226.3M
Non-Disc.$0
Employees9
Clients0
DateMar 2022
Total AUM$226.3M
Discretionary$226.3M
Non-Disc.$0
Employees9
Clients0
DateDec 2021
Total AUM$280.4M
Discretionary$219.7M
Non-Disc.$60.8M
Employees59
Clients0
DateJul 2021
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees9
Clients0