WEALTH MANAGEMENT SOLUTIONS, LLC
CRD #314170 SEC #801-123519 NEWPORT BEACH, CA 949-475-9700
SEC Registered
Total AUM
$123.6M
Discretionary
$120.4M
Employees
1
Clients
26
Accounts
545
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RIVA, RICHARD, ANTHONY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 6, 2023 REGISTERED
Notice Filings (1)
CA
Address
4000 MACARTHUR BLVDSUITE 600 EAST TOWER
NEWPORT BEACH, CA 92660
United States
Phone: 949-475-9700