RIA Intelligence

GREAT RIVER FINANCIAL LLC

Legal name: GREAT RIVER FINANCIAL

CRD #314172 SEC #801-121581 PLYMOUTH, MN 763-231-7581
SEC Registered
Total AUM
$162.1M
Discretionary
$162.1M
Employees
3
Clients
51
Accounts
394

Firm Details

Organization Type
Limited Liability Company
State of Formation
Minnesota
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 1, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
HOLLMAN, KINGSTON, MARLANDICHIEF COMPLIANCE OFFICERNA Control
Wolberg, Joshua, LinICCOE Control
Wolberg, Joshua, LinICCOE Control
Wolberg, Joshua, LinICCOE Control
Wolberg, Joshua, LinICCOE Control
Wolberg, Joshua, LinIPRESIDENT & CCOE Control
Wolberg, Joshua, LinIPRESIDENT & CCOE Control
Wolberg, Joshua, LinIPRESIDENT & CCOE Control
Wolberg, Joshua, LinIPRESIDENTE Control
Wolberg, Joshua, LinIPRESIDENTE Control
Wolberg, Joshua, LinIPRESIDENT & CCOE Control
Wolberg, Joshua, LinIPRESIDENTE Control
Wolberg, Joshua, LinIPRESIDENTE Control
Wolberg, Joshua, LinIPRESIDENTE Control
Wolberg, Joshua, LinIPRESIDENTE Control
Wolberg, Joshua, LinIPRESIDENTE Control

Registrations

Federal

IA
Sep 1, 2025 REGISTERED

Notice Filings (4)

MN NE NH TX

Address

9800 SHELARD PKWY
SUITE 113
PLYMOUTH, MN 55441
United States
Phone: 763-231-7581