TRIAD WEALTH MANAGEMENT, LLC
CRD #314293 SEC #801-121419 LAWRENCE, KS 316-361-7013
SEC Registered
Total AUM
$44K
Discretionary
$44K
Employees
12
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Harper, Mark, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
| TRIAD COLLECTIVE, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Johnson, Bradley, Lance | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
| Sparks, Shawn, Christopher | I | TRIAD COLLECTIVE, LLC | D | Control |
Registrations
Federal
IA
May 21, 2022 REGISTERED
Notice Filings (2)
KS NH
Address
730 NEW HAMPSHIRE STUNIT 222
LAWRENCE, KS 66044
United States
Phone: 316-361-7013