K5 GLOBAL ADVISOR LLC

CRD #314373 SEC #801-121249 305-206-8533

SEC Registered Private Funds

Total AUM

$2.5B

Discretionary

$2.2B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 21, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
BAUM, BRYAN, DANIEL	I	MEMBER	NA	Control
JEN, MICHAEL, M	I	CCO	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
KIVES, MICHAEL	I	MEMBER	NA	Control
Moore, Christopher, Paul	I	INTERIM CFO	NA
Moore, Christopher, Paul	I	INTERIM CFO	NA
Moore, Christopher, Paul	I	INTERIM CFO	NA
Moore, Christopher, Paul	I	CFO	NA
Moore, Christopher, Paul	I	CFO	NA
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	CCO	NA	Control
POLLICK, DANA, TYKOCINSKI	I	GENERAL COUNSEL	NA	Control
Pollick, Dana, Tykocinski	I	CCO	NA	Control
Pollick, Dana, Tykocinski	I	CCO	NA	Control
clark, scott, patrick	I	CHIEF COMPLIANCE OFFICER	NA	Control
clark, scott, patrick	I	CHIEF COMPLIANCE OFFICER	NA	Control
clark, scott, patrick	I	VP OF FINANCE	NA	Control
clark, scott, patrick	I	VP OF FINANCE	NA	Control
clark, scott, patrick	I	VP OF FINANCE	NA	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
B5 ADVISORY, INC.	DE	MEMBER	D	Control
BAUM, BRYAN, DANIEL	I	MEMBER	D	Control
BAUM, BRYAN, DANIEL	I	MEMBER	D	Control
BAUM, BRYAN, DANIEL	I	MEMBER	D	Control
BAUM, BRYAN, DANIEL	I	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
K5 ADVISORY, INC.	DE	MEMBER	D	Control
KIVES, MICHAEL	I	MEMBER	D	Control
KIVES, MICHAEL	I	MEMBER	D	Control
KIVES, MICHAEL	I	MEMBER	D	Control
KIVES, MICHAEL	I	MEMBER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BAUM, BRYAN, DANIEL	I	B5 ADVISORY, INC.	E	Control
BAUM, BRYAN, DANIEL	I	B5 ADVISORY, INC.	E	Control
BAUM, BRYAN, DANIEL	I	B5 ADVISORY, INC.	E	Control
BAUM, BRYAN, DANIEL	I	B5 ADVISORY, INC.	E	Control
BAUM, BRYAN, DANIEL	I	B5 ADVISORY, INC.	E	Control
BAUM, BRYAN, DANIEL	I	B5 ADVISORY, INC.	E	Control
KIVES, MICHAEL	I	K5 ADVISORY, INC.	E	Control
KIVES, MICHAEL	I	K5 ADVISORY, INC.	E	Control
KIVES, MICHAEL	I	K5 ADVISORY, INC.	E	Control
KIVES, MICHAEL	I	K5 ADVISORY, INC.	E	Control
KIVES, MICHAEL	I	K5 ADVISORY, INC.	E	Control
KIVES, MICHAEL	I	K5 ADVISORY, INC.	E	Control

Registrations

Federal

Oct 21, 2025 REGISTERED

Notice Filings (2)

CA FL

Address

Phone: 305-206-8533