JON D. ROCK, INC.
Legal name: ROCK, JON D.
CRD #314396 SEC #801-121270 NEW YORK, NY 347-546-9873
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 21, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF COMPLIANCE OFFICER | E | |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF COMPLIANCE OFFICER | E | |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF COMPLIANCE OFFICER | E | |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| AMADOR-DOMENECH, CARLOS, GABRIEL | I | CHIEF COMPLIANCE OFFICER | E |
Registrations
Federal
IA
Apr 21, 2021 REGISTERED
Address
30 WALL STNEW YORK, NY 10005
United States
Phone: 347-546-9873