WARBURG-SERRES INVESTMENTS LLC
CRD #314443 SEC #802-122887 CONCORD, MA 415-323-5881
State Registered Exempt Reporting Private Funds
Total AUM
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Discretionary
--
Employees
--
Clients
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Accounts
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Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Nolen, Eric | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nolen, Eric | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nolen, Eric | I | CHIEF COMPLIANCE OFFICER | NA | |
| Serres, Thomas, Gerald | I | CO-OWNER | D | Control |
| Serres, Thomas, Gerald | I | CO-OWNER | D | Control |
| Serres, Thomas, Gerald | I | CO-OWNER | D | Control |
| Warburg-Johnson, Bettina, Marie | I | CO-OWNER | D | Control |
| Warburg-Johnson, Bettina, Marie | I | CO-OWNER | D | Control |
| Warburg-Johnson, Bettina, Marie | I | CO-OWNER | D | Control |
Registrations
Federal
ERA
Mar 31, 2023 REGISTERED
Address
18 MAIN STREETCONCORD, MA 01742
United States
Phone: 415-323-5881