SYCAMORE TREE CLO ADVISORS, L.P.
CRD #314626 SEC #801-121643 DALLAS, TX 214-251-8250
SEC Registered Private Funds
Total AUM
$302.4M
Discretionary
$302.4M
Employees
17
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORUD, BRADFORD, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BORUD, BRADFORD, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BORUD, BRADFORD, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OKADA, MARK, KIYOSHI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| OKADA, MARK, KIYOSHI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| OKADA, MARK, KIYOSHI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PARKER, LEE, BLACKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PARKER, LEE, BLACKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PARKER, LEE, BLACKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SYCAMORE TREE CLO FUND GP, LLC | DE | GENERAL PARTNER | NA | Control |
| SYCAMORE TREE GP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| SYCAMORE TREE GP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| WISE, CHRISTOPHER, AARON | I | DIRECTOR OF FINANCE | NA | Control |
| WISE, CHRISTOPHER, AARON | I | DIRECTOR OF FINANCE | NA | Control |
| WISE, CHRISTOPHER, AARON | I | DIRECTOR OF FINANCE | NA | Control |
| Yang, John, F | I | PRESIDENT | NA | Control |
| Yang, John, F | I | PRESIDENT | NA | Control |
| Yang, John, F | I | PRESIDENT | NA | Control |
| SYCAMORE TREE CAPITAL PARTNERS, L.P. | DE | LIMITED PARTNER | E | Control |
| SYCAMORE TREE CAPITAL PARTNERS, L.P. | DE | LIMITED PARTNER | E | Control |
| SYCAMORE TREE CAPITAL PARTNERS, L.P. | DE | LIMITED PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SYCAMORE TREE GP HOLDINGS, LLC | DE | SYCAMORE TREE CAPITAL PARTNERS, L.P. | F | Control |
| SYCAMORE TREE GP HOLDINGS, LLC | DE | SYCAMORE TREE CAPITAL PARTNERS, L.P. | F | Control |
| SYCAMORE TREE GP HOLDINGS, LLC | DE | SYCAMORE TREE CAPITAL PARTNERS, L.P. | F | Control |
| OKADA, MARK, KIYOSHI | I | OKADA FAMILY SYCAMORE, LLC | E | Control |
| OKADA, MARK, KIYOSHI | I | OKADA FAMILY SYCAMORE, LLC | E | Control |
| OKADA, MARK, KIYOSHI | I | OKADA FAMILY SYCAMORE, LLC | E | Control |
| SYCAMORE TREE GP HOLDINGS, LLC | DE | SYCAMORE TREE CLO FUND GP, LLC | E | Control |
| OKADA FAMILY SYCAMORE, LLC | DE | SYCAMORE TREE GP HOLDINGS, LLC | D | Control |
| OKADA FAMILY SYCAMORE, LLC | DE | SYCAMORE TREE GP HOLDINGS, LLC | D | Control |
| OKADA FAMILY SYCAMORE, LLC | DE | SYCAMORE TREE GP HOLDINGS, LLC | D | Control |
| OKADA FAMILY SYCAMORE, LLC | DE | SYCAMORE TREE CAPITAL PARTNERS, L.P. | C | Control |
| OKADA FAMILY SYCAMORE, LLC | DE | SYCAMORE TREE CAPITAL PARTNERS, L.P. | C | Control |
| OKADA FAMILY SYCAMORE, LLC | DE | SYCAMORE TREE CAPITAL PARTNERS, L.P. | C | Control |
Registrations
Federal
IA
Oct 28, 2021 REGISTERED
Notice Filings (1)
TX
Address
2101 CEDAR SPRINGS ROADSUITE 1250
DALLAS, TX 75201
United States
Phone: 214-251-8250