HERRING RIA SUB, LLC
Legal name: PLAYBOOK
CRD #314783 SEC #801-122949 SAN FRANCISCO, CA 415-805-2040
SEC Registered
Total AUM
$2.2M
Discretionary
$2.2M
Employees
11
Clients
0
Accounts
3,053
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 6, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hegarty, David, John | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Katsoulis, Theodore, Nicholas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
| HERRING LABS, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, David, John | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| Hegarty, Sandhya, Chib | I | CHIB HEGARTY REVOCABLE TRUST | F | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| ABRAHAM, JACK, PHILLIP | I | F41 INVESTMENTS, LLC | E | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| CHIB HEGARTY REVOCABLE TRUST | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
| F41 INVESTMENTS, LLC | DE | HERRING LABS, INC. | C | Control |
Registrations
Federal
IA
Sep 6, 2024 REGISTERED
Notice Filings (52)
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Address
ONE LETTERMAN DRIVEBUILDING C, SUITE 3500
SAN FRANCISCO, CA 94129
United States
Phone: 415-805-2040