LUPA RIA INVESTMENT MANAGEMENT LLC
CRD #314819 SEC #801-122892 NEW YORK, NY 212-433-4751
SEC Registered Private Funds
Total AUM
$1.7B
Discretionary
$689.5M
Employees
12
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Gunasekaran, Gayathri | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gunasekaran, Gayathri | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gunasekaran, Gayathri | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIONAKI, ELENI, T | I | PARTNER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Murdoch, James, Rupert | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Palker, Jeffrey, Edward | I | MANGING PARTNER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Palker, Jeffrey, Edward | I | MANGING PARTNER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Palker, Jeffrey, Edward | I | MANGING PARTNER AND GENERAL COUNSEL | NA | Control |
| Palker, Jeffrey, Edward | I | MANGING PARTNER AND GENERAL COUNSEL | NA | Control |
| Palker, Jeffrey, Edward | I | MANGING PARTNER AND GENERAL COUNSEL | NA | Control |
| Palker, Jeffrey, Edward | I | MANGING PARTNER AND GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| Palker, Jeffrey, Edward | I | MANAGING PARTNER AND GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| LUPA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Angelo, Jesse, Michael | I | LUPA INVESTMENT TRUST | F | Control |
| Angelo, Jesse, Michael | I | LUPA INVESTMENT TRUST | F | Control |
| Angelo, Jesse, Michael | I | LUPA INVESTMENT TRUST | F | Control |
| Angelo, Jesse, Michael | I | LUPA INVESTMENT TRUST | F | Control |
| Angelo, Jesse, Michael | I | LUPA INVESTMENT TRUST | F | Control |
| JP MORGAN CHASE, N.A. | DE | LUPA INVESTMENT TRUST | F | Control |
| JP MORGAN CHASE, N.A. | DE | LUPA INVESTMENT TRUST | F | Control |
| JP MORGAN CHASE, N.A. | DE | LUPA INVESTMENT TRUST | F | Control |
| JP MORGAN CHASE, N.A. | DE | LUPA INVESTMENT TRUST | F | Control |
| JP MORGAN CHASE, N.A. | DE | LUPA INVESTMENT TRUST | F | Control |
| Palker, Jeffrey, Edward | I | LUPA INVESTMENT TRUST | F | Control |
| Palker, Jeffrey, Edward | I | LUPA INVESTMENT TRUST | F | Control |
| Palker, Jeffrey, Edward | I | LUPA INVESTMENT TRUST | F | Control |
| Palker, Jeffrey, Edward | I | LUPA INVESTMENT TRUST | F | Control |
| Palker, Jeffrey, Edward | I | LUPA INVESTMENT TRUST | F | Control |
| LUPA INVESTMENT TRUST | DE | LUPA SYSTEMS LLC | E | Control |
| LUPA INVESTMENT TRUST | DE | LUPA INVESTMENT MANAGEMENT LLC | E | Control |
| LUPA INVESTMENT TRUST | DE | LUPA INVESTMENT MANAGEMENT LLC | E | Control |
| LUPA INVESTMENT TRUST | DE | LUPA INVESTMENT MANAGEMENT LLC | E | Control |
| LUPA INVESTMENT TRUST | DE | LUPA INVESTMENT MANAGEMENT LLC | E | Control |
| LUPA SYSTEMS LLC | DE | LUPA INVESTMENT MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (1)
NY
Address
363 LAFAYETTE STREET5TH FLOOR
NEW YORK, NY 10012
United States
Phone: 212-433-4751