DRIVEADVISORY, LLC
CRD #315146 SEC #801-122189 NEW YORK, NY 800-461-2680
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARTER, THOMAS, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTER, THOMAS, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTER, THOMAS, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MICHAEL, BRYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JONES, MICHAEL, BRYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Pasquerella, Jeffrey, Michael | I | CHIEF LEGAL OFFICER | NA | |
| Pasquerella, Jeffrey, Michael | I | CHIEF LEGAL OFFICER | NA | |
| Pasquerella, Jeffrey, Michael | I | CHIEF LEGAL OFFICER | NA | |
| Pasquerella, Jeffrey, Michael | I | CHIEF LEGAL OFFICER | NA | |
| Pasquerella, Jeffrey, Michael | I | CHIEF LEGAL OFFICER | NA | |
| Pasquerella, Jeffrey, Michael | I | CHIEF LEGAL OFFICER | NA | |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CEO, CCO, COO | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CEO, CCO, COO | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CEO, CCO, COO | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CEO, CCO, COO | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOIGTSBERGER, KRISTEN, ELIZABETH | I | CCO | NA | Control |
| YAMAGUCHI, CHRISTOPHER, M | I | CHIEF LEGAL OFFICER | NA | |
| YAMAGUCHI, CHRISTOPHER, M | I | GENERAL COUNSEL | NA | Control |
| YAMAGUCHI, CHRISTOPHER, MASAO | I | GENERAL COUNSEL | NA | Control |
| YAMAGUCHI, CHRISTOPHER, MASAO | I | GENERAL COUNSEL | NA | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH, LLC | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH, LLC | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH, LLC | DE | SOLE MEMBER | E | Control |
| DRIVEWEALTH, LLC | DE | SOLE MEMBER | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (52)
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Address
28 LIBERTY STREETNEW YORK, NY 10005
United States
Phone: 800-461-2680