BADGLEY PHELPS WEALTH MANAGERS, LLC
Legal name: BADGLEY PHELPS WEALTH MANAGERS
CRD #315440 SEC #801-121830 SEATTLE, WA 206-623-6172
SEC Registered
Total AUM
$5.9B
Discretionary
$5.5B
Employees
43
Clients
251
Accounts
2,875
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | CHAIRMAN | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | WEALTH MANAGER | NA | Control |
| CALLAGHAN, JAMES, KEVIN | I | WEALTH MANAGER | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| CARLETTI, MITZI, WILSON | I | WEALTH MANAGER AND RESEARCH ANALYST | NA | Control |
| GERKE, MICHAEL, ROBERT | I | WEALTH MANAGER | NA | Control |
| GERKE, MICHAEL, ROBERT | I | WEALTH MANAGER | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| GUZMAN, LISA, PEIGHTAL | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS MANAGEMENT | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | DIRECTOR OF FINANCIAL PLANNING AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PARISIO ROY, JULIE, LOUISE | I | CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PEPIN, CURTIS, LEE | I | DIRECTOR OF MARKETING | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | PRESIDENT AND CIO | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | WEALTH MANAGER | NA | Control |
| PHELPS, STEVEN, CLEMMER | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| RODGERS, PATRICK, DAVID | I | WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRANGER, CALVIN, MANDEL | I | FIXED INCOME MANAGER AND WEALTH MANAGER | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| SPRATT, DAVID, STEVEN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | DIRECTOR OF RESEARCH AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| THOMAS, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER AND WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WHAM, KATHERINE, DEWERT | I | WEALTH MANAGER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | WEALTH MANAGER AND FINANCIAL PLANNER | NA | Control |
| WILEY, MEGAN, ELIZABETH | I | WEALTH MANAGER AND FINANCIAL PLANNER | NA | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
Registrations
Federal
IA
May 16, 2025 REGISTERED
Notice Filings (26)
AK AZ CA CO CT DE FL HI ID IL LA MA ME MN MT NC NJ NM NV NY OH OR PA TX VA WA
Address
1420 FIFTH AVENUESUITE 3200
SEATTLE, WA 98101
United States
Phone: 206-623-6172