SMART WEALTH, LLC
CRD #315496 SEC #801-122372 OMAHA, NE 402-369-7777
SEC Registered
Total AUM
$448.4M
Discretionary
$431.5M
Employees
45
Clients
251
Accounts
3,291
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nebraska
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 10, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brooks, Louis, Rutherford | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Lecia, Mizener, Nicole | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Lecia, Mizener, Nicole | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BROOKS, DAVID, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Sep 10, 2025 REGISTERED
Notice Filings (16)
AZ CO FL GA IA IN KS KY MD MO NE NV OH SC TX VA
Address
13815 FNB PARKWAY, SUITE 400OMAHA, NE 68154
United States
Phone: 402-369-7777