WINCAP FINANCIAL LLC
CRD #315798 SEC #801-131123 BOSTON, MA (617) 590-3250
SEC Registered
Total AUM
$153.3M
Discretionary
$153.3M
Employees
5
Clients
101
Accounts
466
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 23, 2025
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| Collins, Michael, Patrick | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| RIA VENTURES, LLC | DE | MANAGING MEMBER | E | Control |
| RIA VENTURES, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | RIA VENTURES, LLC | E | Control |
Registrations
Federal
IA
Jun 23, 2025 REGISTERED
Notice Filings (10)
CA CO FL MA NC NH NJ NY RI TX
Address
55 UNION STREETBOSTON, MA 02108
United States
Phone: (617) 590-3250