PRIVATE WEALTH ASSET MANAGEMENT, LLC
Legal name: PRIVATE WEALTH ASSET MANAGEMENT
CRD #315819 SEC #801-122065 OMAHA, NE 402-227-4208
SEC Registered
Total AUM
$1.8B
Discretionary
$1.8B
Employees
37
Clients
10
Accounts
1,947
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Brekken, WENDY, MARIE | I | PRESIDENT | NA | Control |
| Brekken, WENDY, MARIE | I | PRESIDENT | NA | Control |
| Brekken, WENDY, MARIE | I | PRESIDENT | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPPELLANO, KIMBERLY, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATION OFFICER | NA | Control |
| CLINES, MELISSA, JO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HALLEY, BRETT, WARREN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| JOHNSON, BRYAN, LEE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MURRAY, MATTHEW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHCHILD, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, MAXWELL, TYLER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Wagner, Julie, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Julie, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Julie, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Julie, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARAGE ROW RACING | DE | NON-CONTROLLING ENTITY OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | Control |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | Control |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | Control |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | Control |
| PRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | E | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | D | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | D | Control |
| PWAM ADVISOR PARTNERS | DE | OWNER | D | Control |
| OMAHA CAPITAL 19 LLC | DE | NON-CONTROLLING ENTITY OWNER | B | |
| OMAHA CAPITAL 19 LLC | DE | NON-CONTROLLING ENTITY OWNER | B | |
| OMAHA CAPITAL 19 LLC | DE | NON-CONTROLLING ENTITY OWNER | B | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| GARAGE ROW OZ LLC | DE | NON-CONTROLLING ENTITY OWNER | A | |
| KNEEN, TIMOTHY, BARNARD | I | OWNER AND CHIEF COMPLIANCE OFFICER | A | Control |
| SHIPLEY, JEFFREY, HOWARD | I | OWNER | A | |
| SMITH, MAXWELL, TYLER | I | DIRECT OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | E | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | E | |
| FOSTER, ROBERT, ANDREW | I | OMAHA CAPITAL 19 LLC | E | |
| FOSTER, ROBERT, ANDREW | I | OMAHA CAPITAL 19 LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| Klauer, Thomas, D | I | COMMERCIAL COURT ONE, LLC | E | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D | |
| COMMERCIAL COURT ONE, LLC | DE | GARAGE ROW OZ LLC | D |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (40)
AR AZ CA CO CT DE FL GA HI IA IL IN KS KY LA MA MD ME MN MO MS MT NC NE NH NJ NM NV NY OH OR PA SC SD TN TX UT VA WA WI
Address
1100 CAPITOL AVENUESUITE 200
OMAHA, NE 68102
United States
Phone: 402-227-4208