B. RILEY WEALTH PRIVATE SHARES, LLC
Legal name: B. RILEY WEALTH PRIVATE SHARES
CRD #315851 SEC #801-122228 MEMPHIS, TN 901-251-1330
SEC Registered Private Funds
Total AUM
$41.4M
Discretionary
$41.4M
Employees
12
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAFFEE, HAROLD, G. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Chaffee, Harold | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| HASTINGS, CHARLES, PETER | I | MANAGING MEMBER | NA | Control |
| HASTINGS, CHARLES, PETER | I | MANAGING MEMBER | NA | Control |
| HASTINGS, CHARLES, PETER | I | MANAGING MEMBER | NA | Control |
| Kowalczyk, Thomas, David | I | MANAGING MEMBER | NA | Control |
| Kowalczyk, Thomas, David | I | MANAGING MEMBER | NA | Control |
| Kowalczyk, Thomas, David | I | MANAGING MEMBER | NA | Control |
| Kowalczyk, Thomas, David | I | MANAGING MEMBER | NA | Control |
| Kowalczyk, Thomas, David | I | MANAGING MEMBER | NA | Control |
| MARKUNAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKUNAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKUNAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MULLEN, MICHAEL | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | MANAGING MEMBER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | MANAGING MEMBER | NA | Control |
| Ortega, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ortega, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WORMAN, GLENN, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WORMAN, GLENN, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WORMAN, GLENN, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | MANAGING MEMBER | NA | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| B. RILEY FINANCIAL, INC. | DE | BR FINANCIAL HOLDINGS, LLC | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Jun 2, 2025 REGISTERED
Notice Filings (7)
CA DE FL NJ NY TN TX
Address
40 S. MAIN ST.SUITE 1600
MEMPHIS, TN 38103
United States
Phone: 901-251-1330