FIRMA ADVISORS LLC
CRD #315957 SEC #801-122380 ALAMEDA, CA 774-232-2460
SEC Registered
Total AUM
$8.5K
Discretionary
$0
Employees
2
Clients
--
Accounts
29
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| LaRose, Jennifer | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CEO AND PRESIDENT | NA | |
| ROUBOS, ANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
| FIRMA INC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
| ROUBOS, ANNA | I | FIRMA INC | C | Control |
Registrations
Federal
IA
Sep 28, 2022 REGISTERED
Notice Filings (2)
CA TX
Address
1926 PARK STREET, SUITE 5BALAMEDA, CA 94501
United States
Phone: 774-232-2460