DMLO WEALTH PLANNING, LLC
CRD #316202 SEC #801-128291 LOUISVILLE, KY (502) 813-2100
SEC Registered
Total AUM
$21.9M
Discretionary
$21.9M
Employees
12
Clients
26
Accounts
73
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIBSON, STEPHEN, RANDALL | I | DIRECTOR AND FINANCIAL ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBSON, STEPHEN, RANDALL | I | DIRECTOR AND FINANCIAL ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBSON, STEPHEN, RANDALL | I | DIRECTOR AND FINANCIAL ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| HANDY, BEAU, JUSTIN | I | DIRECTOR AND FINANCIAL ADVISOR | NA | Control |
| HANDY, BEAU, JUSTIN | I | DIRECTOR AND FINANCIAL ADVISOR | NA | Control |
| HANDY, BEAU, JUSTIN | I | DIRECTOR AND FINANCIAL ADVISOR | NA | Control |
| Ward, Christopher, A | I | DIRECTOR | NA | Control |
| Ward, Christopher, A | I | DIRECTOR | NA | Control |
| Ward, Christopher, A | I | DIRECTOR | NA | Control |
| DEMING, MALONE, LIVESAY & OSTROFF, P.S.C. (DBA "DMLO CPAS") | DE | MEMBER | D | Control |
| DEMING, MALONE, LIVESAY & OSTROFF, P.S.C. (DBA "DMLO CPAS") | DE | MEMBER | D | Control |
| DEMING, MALONE, LIVESAY & OSTROFF, P.S.C. (DBA "DMLO CPAS") | DE | MEMBER | D | Control |
| GUIDANCE CONSULTING, LLC | DE | MEMBER | D | Control |
| GUIDANCE CONSULTING, LLC | DE | MEMBER | D | Control |
| GUIDANCE CONSULTING, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GIBSON, STEPHEN, RANDALL | I | GUIDANCE CONSULTING, LLC | D | Control |
| GIBSON, STEPHEN, RANDALL | I | GUIDANCE CONSULTING, LLC | D | Control |
| HANDY, BEAU, JUSTIN | I | GUIDANCE CONSULTING, LLC | D | Control |
| HANDY, BEAU, JUSTIN | I | GUIDANCE CONSULTING, LLC | D | Control |
Registrations
Federal
IA
Feb 28, 2025 REGISTERED
Notice Filings (2)
IN KY
Address
2020 HIGH WICKHAM PLACESUITE 200
LOUISVILLE, KY 40245
United States
Phone: (502) 813-2100