WELLINGS CAPITAL MANAGEMENT, LLC
Legal name: WELLINGS CAPITAL
CRD #316324 SEC #801-125011 FOREST, VA 800-844-2188
SEC Registered Private Funds
Total AUM
$201.9M
Discretionary
$201.9M
Employees
11
Clients
--
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASCADE MANAGEMENT COMPANY, LLC | DE | MEMBER | NA | |
| CASCADE MANAGEMENT COMPANY, LLC | DE | MEMBER | NA | |
| CASCADE MANAGEMENT COMPANY, LLC | DE | MEMBER | NA | |
| CASCADE MANAGEMENT COMPANY, LLC | DE | MEMBER | NA | |
| CASCADE MANAGEMENT COMPANY, LLC | DE | MEMBER | NA | |
| CASCADE MANAGEMENT COMPANY, LLC | DE | MEMBER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWALLOW, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWALLOW, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWALLOW, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | D | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | D | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | D | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | D | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | C | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | C | Control |
| FINCASTLE INVESTMENT GROUP, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
| SIMPLE INVESTMENTS, LLC | DE | PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Farah, Barry | I | CASCADE MANAGEMENT COMPANY, LLC | E | Control |
| Farah, Barry | I | CASCADE MANAGEMENT COMPANY, LLC | E | Control |
| Farah, Barry | I | CASCADE MANAGEMENT COMPANY, LLC | E | Control |
| Farah, Barry | I | CASCADE MANAGEMENT COMPANY, LLC | E | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | E | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | E | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | E | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | E | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| MOORE, PAUL T | I | FINCASTLE INVESTMENT GROUP, LLC | D | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
| KAHLE, BENJAMIN P | I | SIMPLE INVESTMENTS, LLC | C | Control |
Registrations
Federal
IA
Aug 7, 2025 REGISTERED
Notice Filings (1)
VA
Address
14805 FOREST RDSUITE 203
FOREST, VA 24551
United States
Phone: 800-844-2188