TRADEWINDS, LLC
CRD #316415 SEC #801-122614 RALEIGH, NC 919-571-2833
SEC Registered
Total AUM
$560.2M
Discretionary
$560.2M
Employees
11
Clients
51
Accounts
1,633
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $560.2M | $560.2M | $0 | 11 | 0 |
| Mar 2025 | $560.2M | $560.2M | $0 | 11 | 0 |
| Apr 2024 | $293.9M | $293.9M | $0 | 8 | 0 |
| Mar 2024 | $293.9M | $293.9M | $0 | 8 | 0 |
| Nov 2023 | $242.5M | $242.5M | $0 | 7 | 0 |
| Sep 2023 | $242.5M | $242.5M | $0 | 7 | 0 |
| Aug 2023 | $242.5M | $242.5M | $0 | 7 | 0 |
| Jul 2023 | $242.5M | $242.5M | $0 | 7 | 0 |
| Mar 2023 | $242.5M | $242.5M | $0 | 7 | 0 |
| Feb 2022 | $267.4M | $267.4M | $0 | 5 | 0 |
| Oct 2021 | $0 | $0 | $0 | 5 | 0 |
DateOct 2025
Total AUM$560.2M
Discretionary$560.2M
Non-Disc.$0
Employees11
Clients0
DateMar 2025
Total AUM$560.2M
Discretionary$560.2M
Non-Disc.$0
Employees11
Clients0
DateApr 2024
Total AUM$293.9M
Discretionary$293.9M
Non-Disc.$0
Employees8
Clients0
DateMar 2024
Total AUM$293.9M
Discretionary$293.9M
Non-Disc.$0
Employees8
Clients0
DateNov 2023
Total AUM$242.5M
Discretionary$242.5M
Non-Disc.$0
Employees7
Clients0
DateSep 2023
Total AUM$242.5M
Discretionary$242.5M
Non-Disc.$0
Employees7
Clients0
DateAug 2023
Total AUM$242.5M
Discretionary$242.5M
Non-Disc.$0
Employees7
Clients0
DateJul 2023
Total AUM$242.5M
Discretionary$242.5M
Non-Disc.$0
Employees7
Clients0
DateMar 2023
Total AUM$242.5M
Discretionary$242.5M
Non-Disc.$0
Employees7
Clients0
DateFeb 2022
Total AUM$267.4M
Discretionary$267.4M
Non-Disc.$0
Employees5
Clients0
DateOct 2021
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients0