WEALTH STRATEGIES GROUP
CRD #316461 SEC #801-122610 HUNTINGTON BEACH, CA (888) 848-4144
SEC Registered
Total AUM
$40.7M
Discretionary
$40.7M
Employees
3
Clients
0
Accounts
286
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, TRAVIS | I | CEO/PRESIDENT/CCO | E | Control |
| ALLEN, TRAVIS | I | CEO/PRESIDENT/CCO | E | Control |
| ALLEN, TRAVIS | I | CEO/PRESIDENT/CCO | E | Control |
| ALLEN, TRAVIS | I | CEO/PRESIDENT/CCO | E | Control |
Registrations
Federal
IA
Jan 11, 2022 REGISTERED
Notice Filings (1)
CA
Address
17011 BEACH BLVDSTE 150
HUNTINGTON BEACH, CA 92647
United States
Phone: (888) 848-4144