HAVELI INVESTMENT MANAGEMENT LLC
CRD #316470 SEC #801-123111 AUSTIN, TX 512-987-7314
SEC Registered Private Funds
Total AUM
$4.5B
Discretionary
$4.5B
Employees
54
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPPELLINI, NORA | I | SVP OF FINANCE & CONTROLLER | NA | Control |
| CAPPELLINI, NORA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| COHEN, IRA, H | I | MANAGING DIRECTOR | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| MATHEWS, JASON, LAMONT | I | CHIEF OPERATING OFFICER | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| RICHARDSON, DELLA, PATRICE | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SHETH, BRIAN, N | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
| HAVELI INVESTMENTS LP | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KAZOKU HOLDINGS LLC | DE | HAVELI INVESTMENTS LP | E | Control |
| KAZOKU HOLDINGS LLC | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | KAZOKU HOLDINGS LLC | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | HAVELI INVESTMENTS LP | E | Control |
| SANGREAL TRUST DATED 12/1/2009 | DE | KAZOKU HOLDINGS LLC | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
| SHETH, BRIAN, N | I | SANGREAL TRUST DATED 12/1/2009 | E | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (1)
TX
Address
405 COLORADO STREETSUITE 1600
AUSTIN, TX 78701
United States
Phone: 512-987-7314