NEXT FINANCIAL ADVISORS LLC
CRD #316665 SEC #801-126458 SEATTLE, WA 202-831-0684
SEC Registered
Total AUM
$377.7K
Discretionary
$377.7K
Employees
26
Clients
--
Accounts
3,571
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGLUND, STEFAN, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | E | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| NEXT FINANCIAL INC. | DE | MEMBER | D | Control |
| BERGLUND, STEFAN, ALAN | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
| BERGLUND, STEFAN, ALAN | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
| BERGLUND, STEFAN, ALAN | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Behringer, Edward, John | I | MANAGING PARTNER | B | Control |
| Berglund, Stefan | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
| Berglund, Stefan | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
| Berglund, Stefan | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
| Berglund, Stefan | I | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PIONEER SQUARE VENTURES FUND I, L.P. | DE | NEXT FINANCIAL INC. | D | Control |
| PIONEER SQUARE VENTURES FUND I, L.P. | DE | NEXT FINANCIAL INC. | D | Control |
| PIONEER SQUARE VENTURES FUND I, L.P. | DE | NEXT FINANCIAL INC. | D | Control |
| PIONEER SQUARE VENTURES FUND I, L.P. | DE | NEXT FINANCIAL INC. | D | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| BERGLUND, STEFAN, ALAN | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Behringer, Edward, John | I | NEXT FINANCIAL INC. | C | Control |
| Berglund, Stefan | I | NEXT FINANCIAL INC. | C | Control |
| Berglund, Stefan | I | NEXT FINANCIAL INC. | C | Control |
| Berglund, Stefan | I | NEXT FINANCIAL INC. | C | Control |
| Berglund, Stefan | I | NEXT FINANCIAL INC. | C | Control |
Registrations
Federal
IA
Mar 27, 2024 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
221 1ST AVE WSUITE 500
SEATTLE, WA 98119
United States
Phone: 202-831-0684