COMPASS PRIVATE WEALTH GROUP LLC

CRD #316785 SEC #801-132197 SHORT HILLS, NJ (908) 615-2249

SEC Registered

Total AUM

$100.8M

Discretionary

$100.7M

Employees

Clients

Accounts

272

Firm Details

Organization Type: Limited Liability Company
State of Formation: New Jersey
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 14, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
Cimino, Travis, Morgan	I	CHIEF COMPLIANCE OFFICER	NA	Control
PIETRYKA, DOROTA, BERNADETTA	I	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	NA	Control
PIETRYKA, DOROTA, BERNADETTA	I	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	NA	Control
PIETRYKA, DOROTA, BERNADETTA	I	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	NA	Control
PIETRYKA, DOROTA, BERNADETTA	I	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	NA	Control
PIETRYKA, DOROTA, BERNADETTA	I	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	NA	Control
WINN, CHRISTOPHER, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
WINN, CHRISTOPHER, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
WINN, CHRISTOPHER, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
WINN, CHRISTOPHER, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
RIA VENTURES, LLC	DE	MANAGING MEMBER	E	Control
RIA VENTURES, LLC	DE	MANAGING MEMBER	E	Control
RIA VENTURES, LLC	DE	MANAGING MEMBER	E	Control
RIA VENTURES, LLC	DE	MANAGING MEMBER	E	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
CICCONE, WILLIAM, BRETT	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control
RUIZ, MANUEL	I	MANAGING MEMBER / MANAGING PARTNER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
WINN, CHRISTOPHER, EDWARD	I	RIA VENTURES, LLC	E	Control
WINN, CHRISTOPHER, EDWARD	I	RIA VENTURES, LLC	E	Control
WINN, CHRISTOPHER, EDWARD	I	RIA VENTURES, LLC	E	Control
WINN, CHRISTOPHER, EDWARD	I	RIA VENTURES, LLC	E	Control

Registrations

Federal

Oct 14, 2025 REGISTERED

Notice Filings (1)

Address

51 JFK PARKWAY
1ST FL W, SUITE 107
SHORT HILLS, NJ 07078
United States

Phone: (908) 615-2249