ASTEROZOA MANAGEMENT LLC
Legal name: ASTEROZOA MANAGEMENT
CRD #316870 SEC #801-122731 PHOENIX, AZ 858-692-8461
SEC Registered Private Funds
Total AUM
$116.8M
Discretionary
$116.8M
Employees
4
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2025
- Branch Offices
- 2
- LEI
- 254900Y9MY9AN1XZIN57
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| HEGENER, PAUL, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| YIN, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YIN, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YIN, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YIN, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YIN, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT | NA | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT | NA | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT | NA | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| Hegener, Joseph, Louis | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | C | Control |
| Altuzarra, Julia | I | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | B | Control |
| Altuzarra, Julia | I | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | B | Control |
| Altuzarra, Julia | I | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | B | Control |
| Altuzarra, Julia | I | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | B | Control |
| Altuzarra, Julia | I | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | B | Control |
| DANA POINT VENTURES, LLC | DE | MEMBER | B | |
| DANA POINT VENTURES, LLC | DE | MEMBER | B | |
| DANA POINT VENTURES, LLC | DE | MEMBER | B | |
| DANA POINT VENTURES, LLC | DE | MEMBER | B | |
| DANA POINT VENTURES, LLC | DE | MEMBER | B | |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YIN, KEVIN, Guochen | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| Kaites, John | I | MEMBER | A | |
| Kaites, John | I | MEMBER | A | |
| Kaites, John | I | MEMBER | A | |
| Kaites, John | I | MEMBER | A | |
| Kaites, John | I | MEMBER | A | |
| THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | DE | MEMBER | A | |
| THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | DE | MEMBER | A | |
| THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | DE | MEMBER | A | |
| THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | DE | MEMBER | A | |
| THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEGENER, PAUL, JOSEPH | I | HEGENER FAMILY TRUST | F | Control |
| HEGENER, PAUL, JOSEPH | I | HEGENER FAMILY TRUST | F | Control |
| HEGENER, PAUL, JOSEPH | I | HEGENER FAMILY TRUST | F | Control |
| Hegener, Juliana | I | HEGENER FAMILY TRUST | F | Control |
| Hegener, Juliana | I | HEGENER FAMILY TRUST | F | Control |
| Hegener, Juliana | I | HEGENER FAMILY TRUST | F | Control |
| Smith, Robert, Edgar | I | THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | F | Control |
| Smith, Robert, Edgar | I | THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | F | Control |
| Smith, Robert, Edgar | I | THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | F | Control |
| Smith, Wendy, Kaye | I | THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | F | Control |
| Smith, Wendy, Kaye | I | THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | F | Control |
| Smith, Wendy, Kaye | I | THE R&W SMITH REVOCABLE TRUST DATED APRIL 30, 2020 | F | Control |
| HEGENER FAMILY TRUST | DE | DANA POINT VENTURES, LLC | E | Control |
| HEGENER FAMILY TRUST | DE | DANA POINT VENTURES, LLC | E | Control |
| HEGENER FAMILY TRUST | DE | DANA POINT VENTURES, LLC | E | Control |
Registrations
Federal
IA
May 8, 2025 REGISTERED
Notice Filings (4)
AZ CA MI NV
Address
2325 E CAMELBACK RDSTE 443
PHOENIX, AZ 85016
United States
Phone: 858-692-8461