CARROLL INVESTMENTS, LLC
CRD #316884 SEC #801-122989 ATLANTA, GA 404-812-8270
SEC Registered Private Funds
Total AUM
$563.1M
Discretionary
$0
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Carroll, Michael, Patrick | I | FOUNDER AND CEO | NA | Control |
| Carroll, Michael, Patrick | I | FOUNDER AND CEO | NA | Control |
| Carroll, Michael, Patrick | I | FOUNDER AND CEO | NA | Control |
| Carroll, Michael, Patrick | I | FOUNDER AND CEO | NA | Control |
| Carroll, Michael, Patrick | I | FOUNDER AND CEO | NA | Control |
| Champion, Joshua, James | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| Champion, Joshua, James | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| Champion, Joshua, James | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNS, MELANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNS, MELANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNS, MELANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNS, MELANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNS, MELANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, ERIK, W. | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, ERIK, W. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEREZ, DAVID, JOSE | I | CHIEF OPERATING OFFICER | NA | Control |
| PEREZ, DAVID, JOSE | I | CHIEF OPERATING OFFICER | NA | Control |
| PEREZ, DAVID, JOSE | I | CHIEF OPERATING OFFICER | NA | Control |
| PEREZ, DAVID, JOSE | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PEREZ, DAVID, JOSE | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| RICHARDS, BRETT, ASHLEY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICHARDS, BRETT, ASHLEY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICHARDS, BRETT, ASHLEY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MPC PARTNERSHIP HOLDINGS LLC | DE | OWNER | E | Control |
| MPC PARTNERSHIP HOLDINGS LLC | DE | OWNER | E | Control |
| MPC PARTNERSHIP HOLDINGS LLC | DE | OWNER | E | Control |
| MPC PARTNERSHIP HOLDINGS LLC | DE | OWNER | E | Control |
| MPC PARTNERSHIP HOLDINGS LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Carroll, Michael, Patrick | I | HUP INVESTMENT COMPANY, LLC | E | Control |
| Carroll, Michael, Patrick | I | HUP INVESTMENT COMPANY, LLC | E | Control |
| Carroll, Michael, Patrick | I | HUP INVESTMENT COMPANY, LLC | E | Control |
| Carroll, Michael, Patrick | I | HUP INVESTMENT COMPANY, LLC | E | Control |
| Carroll, Michael, Patrick | I | HUP INVESTMENT COMPANY, LLC | E | Control |
| HUP INVESTMENT COMPANY, LLC | DE | P. CARROLL CAPITAL PARTNERS, LLC | E | Control |
| HUP INVESTMENT COMPANY, LLC | DE | P. CARROLL CAPITAL PARTNERS, LLC | E | Control |
| HUP INVESTMENT COMPANY, LLC | DE | P. CARROLL CAPITAL PARTNERS, LLC | E | Control |
| HUP INVESTMENT COMPANY, LLC | DE | P. CARROLL CAPITAL PARTNERS, LLC | E | Control |
| HUP INVESTMENT COMPANY, LLC | DE | P. CARROLL CAPITAL PARTNERS, LLC | E | Control |
| P. CARROLL CAPITAL PARTNERS, LLC | DE | MPC PARTNERSHIP HOLDINGS LLC | D | Control |
| P. CARROLL CAPITAL PARTNERS, LLC | DE | MPC PARTNERSHIP HOLDINGS LLC | D | Control |
| P. CARROLL CAPITAL PARTNERS, LLC | DE | MPC PARTNERSHIP HOLDINGS LLC | D | Control |
| P. CARROLL CAPITAL PARTNERS, LLC | DE | MPC PARTNERSHIP HOLDINGS LLC | D | Control |
| P. CARROLL CAPITAL PARTNERS, LLC | DE | MPC PARTNERSHIP HOLDINGS LLC | D | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (1)
GA
Address
3340 PEACHTREE ROAD NESUITE 2250
ATLANTA, GA 30326
United States
Phone: 404-812-8270