BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC
CRD #317002 SEC #801-122680 FOOTHILL RANCH, CA 949-472-9432
SEC Registered
Total AUM
$13.5M
Discretionary
$0
Employees
1
Clients
--
Accounts
41
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAROLDI, VINCENT, CHARLES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BAROLDI, VINCENT, CHARLES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BAROLDI, VINCENT, CHARLES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BAROLDI, VINCENT, CHARLES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BAROLDI, VINCENT, CHARLES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 22, 2022 REGISTERED
Notice Filings (1)
CA
Address
27442 PORTOLA PARKWAYSUITE 155
FOOTHILL RANCH, CA 92610
United States
Phone: 949-472-9432