ALPHA PRINCIPLE, LLC
CRD #317053 SEC #801-128123 ENGLEWOOD, CO 8003031553
SEC Registered
Total AUM
$253.3M
Discretionary
$107.6M
Employees
6
Clients
26
Accounts
213
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMACZI, ANNA, AGNES | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMACZI, ANNA, AGNES | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMACZI, ANNA, AGNES | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMACZI, ANNA, AGNES | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMACZI, ANNA, AGNES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALVERT, JARED, BENNETT | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOLKERTS, BRIAN, ERNEST | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Harlan, John, Franklin | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RAMSTEAD, JOHN, BRENNER | I | PRESIDENT | NA | Control |
| RAMSTEAD, JOHN, BRENNER | I | PRESIDENT | NA | Control |
| RAMSTEAD, JOHN, BRENNER | I | PRESIDENT | NA | Control |
| RAMSTEAD, JOHN, BRENNER | I | PRESIDENT | NA | Control |
| RAMSTEAD, JOHN, BRENNER | I | PRESIDENT | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | GENERAL COUNSEL | NA | |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | PRESIDENT | E | Control |
| KOEPLIN, ERIC, THOMAS | I | PRESIDENT | E | Control |
| KOEPLIN, ERIC, THOMAS | I | PRESIDENT | E | Control |
| KOEPLIN, ERIC, THOMAS | I | PRESIDENT | E | Control |
| KOEPLIN, ERIC, THOMAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
| KOEPLIN, ERIC, THOMAS | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (6)
CA CO FL NE NH TX
Address
155 INVERNESS DR WSUITE 210
ENGLEWOOD, CO 80112-6831
United States
Phone: 8003031553