BMO DIRECT INVEST INC.
CRD #317064 SEC #801-123005 CHICAGO, IL 877-685-9057
SEC Registered
Total AUM
$4.7M
Discretionary
$4.7M
Employees
5
Clients
1
Accounts
154
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 27, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ALVAR THIRUVENKADATHAN, BINDU | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| ANDERSON, LESLIE, JALEH | I | DIRECTOR | NA | Control |
| BMO FAMILY OFFICE, LLC | DE | AFFILIATED INVESTMENT ADVISER | NA | |
| BMO FAMILY OFFICE, LLC | DE | AFFILIATED INVESTMENT ADVISER | NA | |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| DEMAS, AMANDA, JANE | I | CHIEF LEGAL OFFICER | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dilda, Paul | I | DIRECTOR | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Dinneen, James, Loren | I | PRODUCT MANAGER | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| Eckert, Peyton, Ross | I | CENTRAL ADVISOR SUPERVISOR | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | PRESIDENT | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE, WILLIAM | I | DIRECTOR | NA | Control |
| Hopkins, Charles, Otis | I | SMART PORTFOLIO MANAGER | NA | Control |
| Hopkins, Charles, Otis | I | DIRECTOR | NA | Control |
| Hopkins, Charles, Otis | I | SMART PORTFOLIO MANAGER | NA | Control |
| Hopkins, Charles, Otis | I | DIRECTOR | NA | Control |
| Hopkins, Charles, Otis | I | SMART PORTFOLIO MANAGER | NA | Control |
| Hopkins, Charles, Otis | I | DIRECTOR | NA | Control |
| Hopkins, Charles, Otis | I | DIRECTOR | NA | Control |
| Hopkins, Charles, Otis | I | SMART PORTFOLIO MANAGER | NA | Control |
| Hopkins, Charles, Otis | I | SMART PORTFOLIO MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| KAPADIA, ADITI, BIMAL | I | PRODUCT MANAGER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| Lake, Stephanie, Ann | I | PRESIDENT | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| MANDHAI, ASIM | I | CHIEF LEGAL OFFICER | NA | Control |
| PRUITT, JEFFREY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRUITT, JEFFREY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRUITT, JEFFREY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRUITT, JEFFREY, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| Pierce, Clare, K | I | DIRECTOR | NA | Control |
| ZAKRZEWSKI, STEVEN, JOHN | I | CHIEF AML REPORTING OFFICER | NA | Control |
| ZAKRZEWSKI, STEVEN, JOHN | I | CHIEF AML REPORTING OFFICER | NA | Control |
| anderson, leslie, jaleh | I | DIRECTOR | NA | Control |
| kapadia, aditi | I | PRODUCT MANAGER | NA | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BMO FAMILY OFFICE, LLC | DE | BMO FAMILY OFFICE, LLC | F | |
| BMO FAMILY OFFICE, LLC | DE | BMO FAMILY OFFICE, LLC | F | |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
Registrations
Federal
IA
Aug 27, 2024 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
320 S CANAL STREET12
CHICAGO, IL 60606
United States
Phone: 877-685-9057