AMBERWAVE PARTNERS RESEARCH AND MANAGEMENT, LLC
Legal name: AMBERWAVE PARTNERS
CRD #317103 SEC #801-122616 NEW YORK, NY 888-926-1931
SEC Registered Private Funds
Total AUM
$4.2M
Discretionary
$4.2M
Employees
4
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2023
- Branch Offices
- 0
- LEI
- 5493006BQHUDQZGKQ910
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DANS, THOMAS, EMANUEL | I | CO-FOUNDER | NA | Control |
| DANS, THOMAS, EMANUEL | I | CO-FOUNDER | NA | Control |
| DANS, THOMAS, EMANUEL | I | CO-FOUNDER | NA | Control |
| DANS, THOMAS, EMANUEL | I | CO-FOUNDER | NA | Control |
| DANS, THOMAS, EMANUEL | I | CO-FOUNDER | NA | Control |
| DANS, THOMAS, EMANUEL | I | CO-FOUNDER | NA | Control |
| KATZ, DANIEL, SCOTT | I | CO-FOUNDER | NA | Control |
| KATZ, DANIEL, SCOTT | I | CO-FOUNDER | NA | Control |
| KATZ, DANIEL, SCOTT | I | CO-FOUNDER | NA | Control |
| KATZ, DANIEL, SCOTT | I | CO-FOUNDER | NA | Control |
| KATZ, DANIEL, SCOTT | I | CO-FOUNDER | NA | Control |
| KATZ, DANIEL, SCOTT | I | CO-FOUNDER | NA | Control |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MIRAN, STEPHEN, IRA | I | CO-FOUNDER | NA | Control |
| MIRAN, STEPHEN, IRA | I | CO-FOUNDER | NA | Control |
| MIRAN, STEPHEN, IRA | I | CO-FOUNDER | NA | Control |
| MIRAN, STEPHEN, IRA | I | CO-FOUNDER | NA | Control |
| MIRAN, STEPHEN, IRA | I | CO-FOUNDER | NA | Control |
| MIRAN, STEPHEN, IRA | I | CO-FOUNDER | NA | Control |
| SCAVETTI, JOSEPH, JULIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVETTI, JOSEPH, JULIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVETTI, JOSEPH, JULIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMBERWAVE PARTNERS, LLC | DE | OWNER | E | Control |
| AMBERWAVE PARTNERS, LLC | DE | OWNER | E | Control |
| AMBERWAVE PARTNERS, LLC | DE | OWNER | E | Control |
| AMBERWAVE PARTNERS, LLC | DE | OWNER | E | Control |
| AMBERWAVE PARTNERS, LLC | DE | OWNER | E | Control |
| AMBERWAVE PARTNERS, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KATZ, DANIEL, SCOTT | I | AMBERWAVE PARTNERS, LLC | C | Control |
| KATZ, DANIEL, SCOTT | I | AMBERWAVE PARTNERS, LLC | C | Control |
| KATZ, DANIEL, SCOTT | I | AMBERWAVE PARTNERS, LLC | C | Control |
| KATZ, DANIEL, SCOTT | I | AMBERWAVE PARTNERS, LLC | C | Control |
| KATZ, DANIEL, SCOTT | I | AMBERWAVE PARTNERS, LLC | C | Control |
| KATZ, DANIEL, SCOTT | I | AMBERWAVE PARTNERS, LLC | C | Control |
| MIRAN, STEPHEN, IRA | I | AMBERWAVE PARTNERS, LLC | C | Control |
| MIRAN, STEPHEN, IRA | I | AMBERWAVE PARTNERS, LLC | C | Control |
| MIRAN, STEPHEN, IRA | I | AMBERWAVE PARTNERS, LLC | C | Control |
| MIRAN, STEPHEN, IRA | I | AMBERWAVE PARTNERS, LLC | C | Control |
| MIRAN, STEPHEN, IRA | I | AMBERWAVE PARTNERS, LLC | C | Control |
| MIRAN, STEPHEN, IRA | I | AMBERWAVE PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Feb 7, 2023 REGISTERED
Notice Filings (1)
TX
Address
750 LEXINGTON AVENUESUITE 7-129
NEW YORK, NY 10022
United States
Phone: 888-926-1931