AS INVESTMENT MANAGEMENT, LLC
Legal name: AS INVESTMENT MANAGEMENT
CRD #317152 SEC #801-127800 NEW YORK, NY 917-277-3516
SEC Registered
Total AUM
$2.8B
Discretionary
$0
Employees
10
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 13, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARREON, ROWENA, TAN | I | PRESIDENT | NA | Control |
| CARREON, ROWENA, TAN | I | PRESIDENT | NA | Control |
| CARREON, ROWENA, TAN | I | PRESIDENT | NA | Control |
| CARREON, ROWENA, TAN | I | PRESIDENT | NA | Control |
| CARREON, ROWENA, TAN | I | PRESIDENT | NA | Control |
| CARREON, ROWENA, TAN | I | PRESIDENT | NA | Control |
| GRIFFITH, ANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, ANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, ANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, ANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, ANN, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, BRYAN, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JACOBSEN, BRYAN, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISEMAN, JOHN, WILLIAM | I | PRESIDENT | NA | Control |
| ADDEPAR | DE | OWNER | E | Control |
| ADDEPAR | DE | OWNER | E | Control |
| ADDEPAR | DE | OWNER | E | Control |
| ADDEPAR | DE | OWNER | E | Control |
| ADDEPAR | DE | OWNER | E | Control |
| ADDEPAR | DE | OWNER | E | Control |
| ADDEPAR | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
| LONSDALE, JOSEPH, TODD | I | ADDEPAR | C | Control |
Registrations
Federal
IA
Sep 13, 2024 REGISTERED
Address
335 MADISON AVENUE25TH FLOOR
NEW YORK, NY 10017
United States
Phone: 917-277-3516