CARR FINANCIAL GROUP CORPORATION
Legal name: CARR FINANCIAL GROUP
CRD #317321 SEC #801-123187 WORCESTER, MA (508) 795-0264
SEC Registered
Total AUM
$648.4M
Discretionary
$644M
Employees
9
Clients
251
Accounts
1,429
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CARR, RICHARD, MICHAEL | I | PRESIDENT | E | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| CAULEY, BENJAMIN, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND TREASURER | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LUCEY, ANDREA, LYNNE | I | SECRETARY | B | Control |
| LYONS, SPENCER, MILLS | I | SHAREHOLDER | A | Control |
| LYONS, SPENCER, MILLS | I | SHAREHOLDER | A | Control |
| LYONS, SPENCER, MILLS | I | SHAREHOLDER | A | Control |
Registrations
Federal
IA
Nov 6, 2025 REGISTERED
Notice Filings (10)
CA CT FL MA ME NC NH RI TX WA
Address
20 PARK AVENUESTE #201
WORCESTER, MA 01605
United States
Phone: (508) 795-0264