ALLEY INVESTMENT MANAGEMENT COMPANY, LLC
Legal name: ALLEY COMPANY
CRD #317544 SEC #801-122856 LAKE FOREST, IL 847-482-0938
SEC Registered
Total AUM
$843.7M
Discretionary
$843.7M
Employees
8
Clients
--
Accounts
455
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT, FOUNDER & CCO | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT & FOUNDER | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT & FOUNDER | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT & FOUNDER | NA | Control |
| ALLEY, STEVEN, JAMES | I | PRESIDENT & FOUNDER | NA | Control |
| AMBROSINI, STACY, CAROL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMBROSINI, STACY, CAROL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMBROSINI, STACY, CAROL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMBROSINI, STACY, CAROL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR | NA | Control |
| DURYEA, RIK, WILLIS | I | MANAGING DIRECTOR | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR, PARTNER | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR | NA | Control |
| VAN VUREN, THOMAS, FISHER | I | MANAGING DIRECTOR | NA | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
Registrations
Federal
IA
Nov 26, 2025 REGISTERED
Notice Filings (5)
AZ FL IL MN TX
Address
272 MARKET SQUARESUITE 214
LAKE FOREST, IL 60045
United States
Phone: 847-482-0938