HIGHTOWER ALTIUM HOLDING, LLC
Legal name: ALTIUM WEALTH MANAGEMENT
CRD #317691 SEC #801-123398 PURCHASE, NY 877-780-0074
SEC Registered
Total AUM
$2.9B
Discretionary
$2.9B
Employees
36
Clients
51
Accounts
3,532
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 5, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | Control |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | Control |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | Control |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| SLATER, GREGORY, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SLATER, GREGORY, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SLATER, GREGORY, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SLATER, GREGORY, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SYPHER, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| SYPHER, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| SYPHER, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| SYPHER, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| HIGHTOWER HOLDINGS, LLC | DE | MEMBER | E | Control |
| HIGHTOWER HOLDINGS, LLC | DE | MEMBER | E | Control |
| HIGHTOWER HOLDINGS, LLC | DE | MEMBER | E | Control |
| HIGHTOWER HOLDINGS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HIGHTOWER INTERMEDIATE, LLC | DE | HIGHTOWER HOLDINGS, LLC | F | Control |
| HIGHTOWER INTERMEDIATE, LLC | DE | HIGHTOWER HOLDINGS, LLC | F | Control |
| HIGHTOWER INTERMEDIATE, LLC | DE | HIGHTOWER HOLDINGS, LLC | F | Control |
| HIGHTOWER INTERMEDIATE, LLC | DE | HIGHTOWER HOLDINGS, LLC | F | Control |
| HT HOLDING, LLC | DE | HIGHTOWER INTERMEDIATE, LLC | E | Control |
| HT HOLDING, LLC | DE | HIGHTOWER INTERMEDIATE, LLC | E | Control |
| HT HOLDING, LLC | DE | HIGHTOWER INTERMEDIATE, LLC | E | Control |
| HT HOLDING, LLC | DE | HIGHTOWER INTERMEDIATE, LLC | E | Control |
Registrations
Federal
IA
Apr 5, 2023 REGISTERED
Notice Filings (16)
AZ CA CT FL GA IL MA MD NC NE NH NJ NY PA SC TX
Address
2500 WESTCHESTER AVE.SUITE 210
PURCHASE, NY 10577
United States
Phone: 877-780-0074