RIA Intelligence

PROSPECT PARTNERS ADVISORS LLC

CRD #317720 SEC #801-124852 CHICAGO, IL (312) 782-7400
SEC Registered Private Funds
Total AUM
$608M
Discretionary
$608M
Employees
11
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MAURER, ERIKICHIEF COMPLIANCE OFFICERNA
MAURER, ERIKICHIEF COMPLIANCE OFFICERNA
MAURER, ERIKICHIEF COMPLIANCE OFFICERNA
GLASTRIS, WILLIAM, V.IMEMBERC
GLASTRIS, WILLIAM, V.IMEMBERC
GLASTRIS, WILLIAM, V.IMEMBERC
HOLCOMB, BRETTIMEMBERC Control
HOLCOMB, BRETTIMEMBERC Control
HOLCOMB, BRETTIMEMBERC Control
HOLCOMB, BRETT, PHILIPIMEMBERC Control
HOLCOMB, BRETT, PHILIPIMEMBERC Control
KENTER, LOUIS, WILLIAMIELECTED MANAGERC Control
KENTER, LOUIS, WILLIAMIELECTED MANAGERC Control
KENTER, LOUIS, WILLIAMIELECTED MANAGERC Control
MAURER, ERIKICHIEF COMPLIANCE OFFICER & MEMBERC Control
MAURER, ERIKICHIEF COMPLIANCE OFFICER & MEMBERC Control
MAURER, ERIKICHIEF COMPLIANCE OFFICER & MEMBERC Control
MAURER, ERIK, EDMUNDICHIEF COMPLIANCE OFFICER & MEMBERC Control
MAURER, ERIK, EDMUNDICHIEF COMPLIANCE OFFICER & MEMBERC Control
ODELL, BRADLEY, CURTISIMEMBERC Control
ODELL, BRADLEY, CURTISIMEMBERC Control
ODELL, BRADLEY, CURTISIMEMBERC Control
ODELL, BRADLEY, CURTISIMEMBERC Control
ODELL, BRADLEY, CURTISIMEMBERC Control
TUTTLE, RICHARD, CARLIELECTED MANAGERC Control
TUTTLE, RICHARD, CARLIELECTED MANAGERC Control
TUTTLE, RICHARD, CARLIELECTED MANAGERC Control
KENTER, LOUIS, WILLIAMIMEMBERB
TUTTLE, RICHARD, CARLIMEMBERB

Registrations

Federal

IA
Mar 31, 2025 REGISTERED

Address

227 WEST MONROE STREET
SUITE 3550
CHICAGO, IL 60606
United States
Phone: (312) 782-7400