BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD #317807 SEC #801-129468 NEW YORK, NY 9173448600
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
282
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 21, 2025
- Branch Offices
- 8
- LEI
- 2549006LECDZGK4RBC19
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTAN, LAURENCE HUGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEATH, THOMAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HEATH, THOMAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HEATH, THOMAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HEATH, THOMAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HEATH, THOMAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HEATH, THOMAS | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | DIRECTOR, HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | DIRECTOR, HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | DIRECTOR, HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| KEYES-GREVELIS, STEPHEN N | I | HEAD OF SALES | NA | Control |
| LILES, DAVID ALLEN | I | DIRECTOR, HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | DIRECTOR, HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | DIRECTOR, HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | HEAD OF TRADING | NA | Control |
| LILES, DAVID ALLEN | I | HEAD OF TRADING | NA | Control |
| MCGRANAHAN, COLIN A | I | DIRECTOR, HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | DIRECTOR, HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | DIRECTOR, HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MCGRANAHAN, COLIN A | I | HEAD OF RESEARCH | NA | Control |
| MORGAN, SCOTT THOMAS | I | HEAD OF TRADING | NA | Control |
| MORGAN, SCOTT THOMAS | I | HEAD OF TRADING | NA | Control |
| MORGAN, SCOTT THOMAS | I | HEAD OF TRADING | NA | Control |
| O'KEEFE, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | NA | Control |
| O'KEEFE, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | NA | Control |
| O'KEEFE, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | NA | Control |
| O'KEEFE, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | NA | Control |
| O'KEEFE, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | NA | Control |
| O'KEEFE, THOMAS WILLIAM | I | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | NA | Control |
| RHEE, KIHO | I | CHIEF FINANCIAL OFFICER / FINOP | NA | Control |
| RHEE, KIHO | I | CHIEF FINANCIAL OFFICER / FINOP | NA | Control |
| RHEE, KIHO | I | CHIEF FINANCIAL OFFICER / FINOP | NA | Control |
| RHEE, KIHO | I | CHIEF FINANCIAL OFFICER / FINOP | NA | Control |
| RHEE, KIHO | I | CHIEF FINANCIAL OFFICER / FINOP | NA | Control |
| RHEE, KIHO | I | CHIEF FINANCIAL OFFICER / FINOP | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN BRUGGE, ROBERT PIETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| SCB GLOBAL HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| SCB GLOBAL HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
| SCB GLOBAL HOLDINGS LLC | DE | SOLE LLC MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCE CAPITAL MANAGEMENT LLC | DE | SCB GLOBAL HOLDINGS LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCE CAPITAL MANAGEMENT LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | ALLIANCEBERNSTEIN, L.P. | D | Control |
| EQUITABLE HOLDINGS INC. | DE | ALLIANCEBERNSTEIN, L.P. | D | Control |
| EQUITABLE HOLDINGS INC. | DE | ALLIANCEBERNSTEIN, L.P. | D | Control |
| EQUITABLE HOLDINGS INC. | DE | ALLIANCEBERNSTEIN, L.P. | D | Control |
| EQUITABLE HOLDINGS INC. | DE | ALLIANCEBERNSTEIN, L.P. | D | Control |
| EQUITABLE HOLDINGS INC. | DE | ALLIANCEBERNSTEIN, L.P. | D | Control |
| SCB GLOBAL HOLDINGS LLC | DE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | D | Control |
| SCB GLOBAL HOLDINGS LLC | DE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | D | Control |
| SCB GLOBAL HOLDINGS LLC | DE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | D | Control |
| SCB GLOBAL HOLDINGS LLC | DE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | D | Control |
| SCB GLOBAL HOLDINGS LLC | DE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | D | Control |
| SCB GLOBAL HOLDINGS LLC | DE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | D | Control |
| ALLIANCEBERNSTEIN HOLDING L.P. | DE | ALLIANCEBERNSTEIN, L.P. | C | Control |
| ALLIANCEBERNSTEIN HOLDING L.P. | DE | ALLIANCEBERNSTEIN, L.P. | C | Control |
| ALLIANCEBERNSTEIN HOLDING L.P. | DE | ALLIANCEBERNSTEIN, L.P. | C | Control |
| ALLIANCEBERNSTEIN HOLDING L.P. | DE | ALLIANCEBERNSTEIN, L.P. | C | Control |
| ALLIANCEBERNSTEIN HOLDING L.P. | DE | ALLIANCEBERNSTEIN, L.P. | C | Control |
| ALLIANCEBERNSTEIN HOLDING L.P. | DE | ALLIANCEBERNSTEIN, L.P. | C | Control |
| SOCIÉTÉ GÉNÉRALE | FE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | C | Control |
| SOCIÉTÉ GÉNÉRALE | FE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | C | Control |
| SOCIÉTÉ GÉNÉRALE | FE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | C | Control |
| SOCIÉTÉ GÉNÉRALE | FE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | C | Control |
| SOCIÉTÉ GÉNÉRALE | FE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | C | Control |
| SOCIÉTÉ GÉNÉRALE | FE | BERNSTEIN NORTH AMERICA HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Apr 21, 2025 REGISTERED
Address
245 PARK AVENEW YORK, NY 10167
United States
Phone: 9173448600