RIA Intelligence

FIRST TRUST CAPITAL MANAGEMENT L.P.

CRD #317825 SEC #801-122924 CHICAGO, IL 773.828.6700
SEC Registered Private Funds
Total AUM
$8.2B
Discretionary
$7.8B
Employees
53
Clients
--
Accounts
56

Firm Details

Organization Type
Limited Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 12, 2025
Branch Offices
1
LEI
254900F17D83LYP3CD32

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DICHIEF COMPLIANCE OFFICER/GENERAL COUNSELNA Control
BASSEWITZ, MARC, DIGENERAL COUNSELNA Control
BASSEWITZ, MARC, DIGENERAL COUNSELNA Control
BASSEWITZ, MARC, DIGENERAL COUNSELNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
EISENBERG, CHAD, SAMUALICHIEF OPERATING OFFICERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
FTCS SUB GP LLCDEGENERAL PARTNERNA Control
Guzman, YadiraICFONA Control
Guzman, YadiraICFONA Control
Guzman, YadiraICFONA Control
Guzman, YadiraICFONA Control
Guzman, YadiraICFONA Control
Guzman, YadiraICFONA Control
Guzman, YadiraICFONA Control
KENNY, JENNIFER, YONGICHIEF COMPLIANCE OFFICERNA Control
KENNY, JENNIFER, YONGICHIEF COMPLIANCE OFFICERNA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
PECK, MICHAEL, DILLONICEO/CO-CIONA Control
Reckley, ThomasIPRESIDENTNA Control
Reckley, ThomasIPRESIDENTNA Control
Reckley, ThomasIPRESIDENTNA Control
Reckley, ThomasIPRESIDENTNA Control
YONG, JENNIFERICHIEF COMPLIANCE OFFICERNA Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DELIMITED PARTNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFTCS SUB GP LLCF Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFTCS SUB GP LLCF Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFTCS SUB GP LLCF Control
FTCS GP LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.F Control
FTCS GP LLCDEFTCS SUB GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
STERNBERG, DAVID, ALANIVFT HOLDINGS GP LLCF Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
THE CHARGER CORPORATIONDEGRACE PARTNERS OF DUPAGE L.P.F Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT & VCM GP I LLCDEVFT HOLDINGS II LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
VFT HOLDINGS GP LLCDEVFT HOLDINGS LPF Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
AJM VENTURES LLCDETHE CHARGER CORPORATIONE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
BOWEN, JAMES, ALLENIAJM VENTURES LLCE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DEFTCS SUB GP LLCE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DEFTCS SUB GP LLCE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DEFTCS SUB GP LLCE Control
FIRST TRUST CAPITAL SOLUTIONS L.P.DEFTCS SUB GP LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
GRACE PARTNERS OF DUPAGE L.P.DEFIRST TRUST CAPITAL PARTNERS LLCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
STERNBERG, DAVID, ALANIAAJ VENTURES INCE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT & VCM GP I LLCE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT & VCM GP I LLCE Control
VFT HOLDINGS LPDEVFT HOLDINGS II LPE Control
VFT HOLDINGS LPDEVFT & VCM GP I LLCE Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTCS GP LLCD Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTCS GP LLCD Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTCS GP LLCD Control
FIRST TRUST CAPITAL PARTNERS LLCDEFTCS GP LLCD Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
AAJ VENTURES INCDEVFT HOLDINGS LPC Control
AAJ VENTURES INCDEVFT HOLDINGS GP LLCC Control
EISENBERG, CHAD, SAMUALIFTCS GP LLCC Control
EISENBERG, CHAD, SAMUALIFTCS GP LLCC Control
EISENBERG, CHAD, SAMUALIFTCS GP LLCC Control
EISENBERG, CHAD, SAMUALIFTCS GP LLCC Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
FIRST TRUST CAPITAL PARTNERS LLCDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS LPC Control
PECK, MICHAEL, DILLONIFTCS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS LPC Control
PECK, MICHAEL, DILLONIFTCS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS LPC Control
PECK, MICHAEL, DILLONIFTCS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS GP LLCC Control
PECK, MICHAEL, DILLONIVFT HOLDINGS LPC Control
PECK, MICHAEL, DILLONIFTCS GP LLCC Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control
VFT HOLDINGS II LPDEFIRST TRUST CAPITAL SOLUTIONS L.P.C Control

Registrations

Federal

IA
Sep 12, 2025 REGISTERED

Notice Filings (3)

CO IL IN

Address

225 W. WACKER DRIVE
SUITE 2160
CHICAGO, IL 60606
United States
Phone: 773.828.6700