AXXES ADVISORS LLC
CRD #318039 SEC #801-126433 CORAL GABLES, FL 786-662-3114
SEC Registered
Total AUM
$100K
Discretionary
$0
Employees
16
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BACHMAN, GARY, J | I | CHIEF FINANCIAL OFFICER | NA | |
| BACHMAN, GARY, J | I | CHIEF FINANCIAL OFFICER | NA | |
| BACHMAN, GARY, J | I | CHIEF FINANCIAL OFFICER | NA | |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, ADAM, LAWRENCE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| KAPLAN, ADAM, LAWRENCE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| KAPLAN, ADAM, LAWRENCE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ROY, JOHN, PARKER | I | CHIEF REVENUE OFFICER | NA | |
| ROY, JOHN, PARKER | I | CHIEF REVENUE OFFICER | NA | |
| AXXES CAPITAL INC. | DE | MEMBER | E | Control |
| AXXES CAPITAL INC. | DE | MEMBER | E | Control |
| AXXES CAPITAL INC. | DE | MEMBER | E | Control |
| AXXES CAPITAL INC. | DE | MEMBER | E | Control |
| AXXES FUND SOLUTIONS LLC | DE | MEMBER | E | Control |
| AXXES FUND SOLUTIONS LLC | DE | MEMBER | E | Control |
| AXXES FUND SOLUTIONS LLC | DE | MEMBER | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | E | Control |
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | E | Control |
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS LLC | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS LLC | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS LLC | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Address
3011 PONCE DE LEON BLVDSUITE 1420
CORAL GABLES, FL 33134
United States
Phone: 786-662-3114