ASCENTIS ASSET MANAGEMENT, LLC
CRD #318126 SEC #801-123264 DALLAS, TX 866-273-1563
SEC Registered
Total AUM
$559.3M
Discretionary
$559.3M
Employees
9
Clients
--
Accounts
3,654
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 4, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JEFFS-CATONE, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Reynolds, Matthew, Mark | I | CHIEF COMPLIANCE OFFICER | NA | |
| Reynolds, Matthew, Mark | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORENSON, MERLIN, WAYNE | I | PRESIDENT & CIO | NA | Control |
| SORENSON, MERLIN, WAYNE | I | PRESIDENT & CIO | NA | Control |
| ASCENTIS OPERATIONS, LLC | DE | OWNER | E | Control |
| ASCENTIS OPERATIONS, LLC | DE | OWNER | E | Control |
| GOLDEN STATE ASSET MANAGEMENT, LLC | DE | MANAGER | E | Control |
| GOLDEN STATE ASSET MANAGEMENT, LLC | DE | MANAGER | E | Control |
| GOLDEN STATE ASSET MANAGEMENT, LLC | DE | MANAGER | E | Control |
| GOLDEN STATE ASSET MANAGEMENT, LLC | DE | MANAGER | E | Control |
| GOLDEN STATE ASSET MANAGEMENT, LLC | DE | MANAGER | E | Control |
| GOLDEN STATE ASSET MANAGEMENT, LLC | DE | MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CATONE, DANIEL, ROBERT | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| CATONE, DANIEL, ROBERT | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| CATONE, DANIEL, ROBERT | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| CATONE, DANIEL, ROBERT | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| CATONE, DANIEL, ROBERT | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| FAIRALL, KYLE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| FAIRALL, KYLE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| FAIRALL, KYLE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| FAIRALL, KYLE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| FAIRALL, KYLE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| JEFFS-CATONE, PATRICK, MICHAEL | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| NAHAS, JOHN, EMILE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| NAHAS, JOHN, EMILE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| NAHAS, JOHN, EMILE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| NAHAS, JOHN, EMILE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
| NAHAS, JOHN, EMILE | I | GOLDEN STATE ASSET MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Sep 4, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
5001 SPRING VALLEY RDSUITE 810W
DALLAS, TX 75244
United States
Phone: 866-273-1563