RIA Intelligence

FAOC, LLC

CRD #318158 SEC #801-129032 LARGO, FL 629-333-3262
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 4, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
STODDARD, JAMES, LEONICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control
FINANCIAL ADVISOR ON CALL, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CLARK CAPITAL, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
CLARK CAPITAL, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
CLARK CAPITAL, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
CLARK CAPITAL, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCF
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
DIVERSIFIED INVESTMENT GROUP, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
SLEKT INVESTMENTS, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
STODDARD, JAMES, LEONIFINANCIAL ADVISOR ON CALL, LLCC Control
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control
TEAM LINDSEY, LLCDEFINANCIAL ADVISOR ON CALL, LLCC Control

Registrations

Federal

IA
Jun 4, 2024 REGISTERED

Notice Filings (16)

FL GA IA IN LA MI NC NE NV NY OH OR PA SC TN WI

Address

801 WEST BAY DRIVE
SUITE 603
LARGO, FL 33770
United States
Phone: 629-333-3262