FIG WEALTH, LLC
Legal name: THE FOUNDATION INVESTMENT GROUP
CRD #318369 SEC #801-123159 LAFAYETTE, CA 925-298-5840
SEC Registered
Total AUM
$255.7M
Discretionary
$249.1M
Employees
6
Clients
--
Accounts
516
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GONZALES, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
| GALLEGOS, ADAM, DANIEL | I | SOLE MEMBER | E | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (12)
AZ CA FL GA MA MI NE NY TN TX VA WA
Address
3466 MT. DIABLO BLVD.SUITE C-201
LAFAYETTE, CA 94549
United States
Phone: 925-298-5840