UNIVERSAL FINANCIAL ADVISORS, LLC
CRD #318392 SEC #801-124991 ST. LOUIS, MO 314-721-5522
SEC Registered
Total AUM
$251.1M
Discretionary
$251.1M
Employees
6
Clients
10
Accounts
647
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 14, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | NA | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | NA | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | NA | Control |
| BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | DE | OWNER | E | Control |
| BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | DE | OWNER | E | Control |
| BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | DE | OWNER | E | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ALBERT, LARRY | I | MEMBER/PRINCIPAL | D | Control |
| LOCK, ASHLEY, BETH | I | CO-TRUSTEE OF BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | D | Control |
| LOCK, ASHLEY, BETH | I | CO-TRUSTEE OF BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | D | Control |
| LOCK, ASHLEY, BETH | I | CO-TRUSTEE OF BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CO-TRUSTEE OF BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CO-TRUSTEE OF BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | D | Control |
| LOCK, BRIAN, CHRISTOPHER | I | CO-TRUSTEE OF BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016 | D | Control |
Registrations
Federal
IA
Apr 14, 2025 REGISTERED
Notice Filings (4)
FL IL MO TX
Address
333 S. KIRKWOOD ROADSUITE 301
ST. LOUIS, MO 63122
United States
Phone: 314-721-5522