UTAH PEAKS CAPITAL, INC.
Legal name: UTAH PEAKS CAPITAL
CRD #318446 SEC #801-123387 PARK CITY, UT 4359019441
SEC Registered Private Funds
Total AUM
$300M
Discretionary
$300M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 4, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOFFMAN, ANDREW, DAVID | I | PRESIDENT / SECRETARY / DIRECTOR | NA | Control |
| HOFFMAN, ANDREW, DAVID | I | PRESIDENT / SECRETARY / DIRECTOR | NA | Control |
| HOFFMAN, ANDREW, DAVID | I | PRESIDENT / SECRETARY / DIRECTOR | NA | Control |
| HOFFMAN, ANDREW, DAVID | I | PRESIDENT / SECRETARY / DIRECTOR | NA | Control |
| HOFFMAN, ANDREW, DAVID | I | PRESIDENT / SECRETARY / DIRECTOR | NA | Control |
| KEEFER, NATHAN, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LENNON, SIMON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LENNON, SIMON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZGODNY, DANIEL, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZGODNY, DANIEL, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WORSLEY, EMMA, JANE | I | MEMBER / VICE PRESIDENT / TREASURER | E | Control |
| WORSLEY, EMMA, JANE | I | MEMBER / VICE PRESIDENT / TREASURER | E | Control |
| WORSLEY, EMMA, JANE | I | MEMBER / VICE PRESIDENT / TREASURER | E | Control |
| WORSLEY, EMMA, JANE | I | MEMBER / VICE PRESIDENT / TREASURER | E | Control |
| WORSLEY, EMMA, JANE | I | MEMBER / VICE PRESIDENT / TREASURER | E | Control |
Registrations
Federal
IA
May 4, 2023 REGISTERED
Notice Filings (1)
UT
Address
1090 CENTER DRIVEPARK CITY, UT 84098
United States
Phone: 4359019441